Job Title:                              Compliance Associate

Department:                      Legal & Compliance Department

Reports to:                         Consumer Compliance Officer & CRA Officer


Assist the Consumer Compliance Officer & CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that the bank achieves optimum compliance with all consumer protection laws.


Essential Functions:

  1. Supports the implementation and administration of the Consumer Compliance Program.
  2. Assist in the monitoring of State and Federal laws and regulations, litigation, consumer groups and complaints against the bank affecting consumer compliance related matters.
  3. Serve as liaison between the various departments and consultants during Compliance reviews.
  4. Assist in reviewing documentation, notification and disclosures required by the consumer protection laws.
  5. Perform HMDA data scrubs on a quarterly basis.
  6. Track CRA related investments, services, donations, and loans.
  7. Help collect and analyze economic, demographic, and performance data to help ensure that the Bank’s CRA objectives and performance goals are met.
  8. Assist in the preparation of the consumer compliance, fair lending, and CRA regulatory (OCC) examinations.
  9. Assist in the coordination and participation of the product and service development process.
  10. Assist in the administration of the Compliance Training Program.
  11. Perform special projects and additional duties and responsibilities as assigned by the Consumer Compliance Officer & CRA Officer.


  1. Knowledge of federal laws pertaining to consumer protection and applicable state laws, including CRA, HMDA, FDCPA, REG O and REG Z.
  2. Ability to understand and analyze laws and regulations.
  3. Ability to read, analyze, and interpret general financial data.
  4. Communicate issues to Consumer Compliance Officer & CRA Officer in an effective manner.
  5. Computer literate; fluency in Microsoft Office programs, especially excel.

Required Education and Experience:

BA or BS required. A minimum of 3-5 years of experience in consumer compliance with a banking institution.

Language/Communication Skills:

Ability to write reports, business correspondence, and procedure manuals. Ability to communicate effectively with others.


Job Order ID: 1292

To apply for this job email your details to margaret@mjboyd.net