Core Compliance AVP

Overview

Responsibilities will include but are not limited to:

• Compliance Training:
  • SME review of Compliance trainings and assign applicable lines of business
  • Develop and conduct targeted trainings, as needed.
  • Serve as point of contact for the Training Program
  • Assist in the maintenance and administration of the Training Policy & Procedures
  • Maintain excellent communication and good relationships with all staff, to effectively roll out trainings.
  • Administration and Reporting

• Compliance Monitoring and Metrics
  • Assemble/Calculate/Report on Compliance Key Risk Indicators
  • Control Monitoring

• Data Privacy & Protection
  • Assist in the development and maintenance of the Privacy Program

• Support Compliance Assessments
  • Risk Control Self-Assessment RCSA
  • Core Compliance Risk Assessment
  • Risk Governance Assessment

REQUIREMENTS:

• Bachelor’s Degree
• 6-8 years of relevant experience.