Job Description and Responsibilities

The Treasury Compliance Support Senior Associate reports to the branch Treasurer. Primary functional aspects for this role include:

  • General support of the Treasury Group regarding compliance matters
  • In coordination with the rest of the bank, fulfilling the compliance duties assigned to the Treasury Group
  • Supporting other departments as necessary in their daily efforts to comply with regulatory requirements


More specific responsibilities and essential duties include:

  • Creating and maintaining Treasury counterparty compliance data in accordance with compliance requirements and guidelines
  • Performing ongoing Treasury counterparty compliance monitoring following an established schedule
  • Overseeing Patriot Act and Tax Forms renewals (FATCA); monitor expiration schedule and ensure that all renewal are received in a timely manner.
  • Generating, processing and following up on Customer Profiles and KYC Forms
  • Tracking Customer Forms throughout the account creation or change-to-account process
  • Coordinating with other areas regarding Actimize enhancements
  • Follow developments in the regulatory environment and disseminate relevant aspects to appropriate personnel


  • Bachelor’s degree required. Master’s degree strongly preferred
  • Minimum 2-4 years of compliance experience in the banking industry — Foreign Banking Organization (FBO) experience a plus
  • Knowledge of KYC, AML and BSA requirements and guidelines
  • Familiarity with Actimize
  • Legal background a major plus
  • ACAMS Certification or equivalent a plus
  • Strong written / verbal skills.
  • Strong interpersonal and organizational skills
  • Ability to prioritize duties, organize workload and manage schedules and deadlines
  • Ability to work both independently and collaboratively as part of a team
  • Ability to develop productive working relationships with other areas of the branch
  • Comfortable working under pressure and delivering results within time constraints


To apply for this job email your details to margaret@mjboyd.net