Job Title: KYC Assistant Compliance Officer

Reports to: Deputy Head of Compliance

Position Description/Overview:

Responsibility includes areas of KYC including Anti-money Laundering and OFAC

  • Provide and maintain a compliant working environment by adhering to all laws, regulations and ethical standards
  • Incumbent must keep up with current events as they relate to Laws and Regulations. This can be achieved through outside training as well as direct updates from regulatory
  • Informs Deputy Head of Compliance of any potential regulatory compliance
  • Opines on any new regulatory pronouncements or changes and potential impact they may have on the Branch or
  • Member of the Branch Compliance Committee
  • Prepares and reports on issues to the Branch Compliance Committee
  • Maintain all sections of the Compliance policies and procedures relating to KYC
  • Review KYC documents according to the KYC policy and procedures
  • Assist the Deputy Head of Compliance in his/her responsibilities
  • Provide training to branch members on KYC related issues
  • Keep up with current events as they relate to Laws and Regulations
  • Maintain logs of customer information to ensure the efficiency of the KYC process
  • Interacts with other Branch departments ,internal audit and regulators
  • Conduct periodic testing on laws and regulations pertaining to the bank
  • Prepares and submits reports to Head Office as required and in a timely fashion
  • Performs other compliance related duties as required

Supervisory Responsibilities:

  • Provide training to KYC analysts and Relationship managers
  • Assign tasks to monitors work of KYC analysts

Knowledge/Skill Requirements:

  • Familiarity with U.S. AML Laws/Regulations
  • Superior written and verbal skills in order to communicate with senior management and staff
  • Able to provide training to staff
  • Able to comprehend changes to laws and regulations including reporting impact of changes to senior management and Head Office
  • Able to use Word, Excel and PowerPoint proficiently


Education/Experience Requirements:

  • Bachelor’s Degree or above, Master’s Degree/JD
  • 3-5 years in the field of regulatory compliance preferably in a U.S. branch of a foreign
  • ACAMs certificate


Job Order ID: 1291


To apply for this job email your details to margaret@mjboyd.net